Dana A Sherman Headshot

Dana A. Sherman

Vice President, Compliance Officer

Dana has been in the financial services for 20 years. Dana is a Registered Securities Principal through Commonwealth Financial Network member FINRA/SIPC a Registered Investment Adviser. He holds a Series 24 General Securities Principal registration, a Series 8 NYSE Branch Manager’s registration, a Series 65 Uniform Investment Advisor registration, a Series 7 General Securities Representative registration, and a Rhode Island Life, Accident and Health Insurance license. Dana is responsible for the daily operations and oversight as well as all compliance related functions for the BankRI Investment program. He is a former Senior Registered Representative of Quick & Reilly. Dana attended Franklin Pierce College in Rindge, NH where he majored in Finance. Dana resides in Cranston with his wife and daughter.

All BankRI branches and offices will be closed on Wednesday, June 19, 2024, in observance of Juneteenth.