Alan works closely with his clients, asking the right questions to fully understand where they are financially, and where they want to be. He works with them to find a strategy that fits, and meets with them at least annually to make sure that as circumstances change, so does that strategy. Alan holds a FINRA Series 7 General Securities Representative registration, a Series 66 Uniformed Combine Registered Investment Advisor registration through Commonwealth Financial Network®, and a Rhode Island and Massachusetts, Life, Accident and Health Insurance producer license. Alan also maintains a Certified Retirement Planning Counselor® (CRPC®) designation from the College of Financial Planning. He received the Five Star Wealth Manager Award* in 2015, 2016, and 2017. Prior to joining Bank Rhode Island, Alan was a financial advisor with Morgan Stanley and UBS. He has a BA from University of Rhode Island and resides in North Providence.
*Five Star Award is based on 10 objective eligibility and evaluation criteria, including a minimum of 5 years as an active credentialed financial professional, favorable regulatory and complaint history, accepts new clients, client retention rates, client assets administered, education, and professional designations. 476 Rhode Island Wealth Managers were considered for the award; 188 (40 percent of candidates) were named 2017 Five Star Wealth Managers. (The criteria provided reflects the most recent year for which advisor received the award. The criteria used, the number of wealth managers considered for the award, and the percentage of those who receive the award, may vary from year to year). These awards are not indicative of the wealth managers’ future performance. Your experiences may vary. For more information please visit www.fivestarprofessional.com